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SFC

Every story tagged SFC on RetailNews Asia: reporting, analysis and market signals from across Asian retail and e-commerce.

Stories tagged SFC

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UBS Bank scaled
Wei ZhangFinance

SFC Fines UBS Over Regulatory Breaches

Hong Kong’s Securities and Futures Commission reprimanded and fined UBS over regulatory breaches covering various areas including transparency client suitability. The SFC fined UBS AG and UBS Securities Asia Limited HK$9.8 million ($1.26 million) and $1.75…

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